Uptrend Under Pressure 93
Institutional selling is building — 7 distribution days in the last 25 sessions. Severe risk · 93/100 · 7 distribution days (SPY) Sep 11 Full briefing →
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PFG · Principal Financial Group Inc

$114.96 +0.82% Sep 10 close
Detected setup Wyckoff SOS · Setup Score 68/100

Stand aside — setup invalidated

Setup score 68, but distribution days reach 5 or more — stand aside until the condition resets.

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Principal Financial Group Inc

Principal Financial Group Inc is a large-cap Investment Managers company in the Finance sector with a market cap of $25B.

Finance Investment Managers stock Stage 2 · Advancing Base 2
$114.96 latest close
Verdict · setup score 68/100 · data Sep 10 close · 1 session old

Stand aside — setup invalidated

Setup score 68, but distribution days reach 5 or more — stand aside until the condition resets.

Earnings

Normal technical setup

Next earnings Monday, October 26, 2026 After market close Exact clock time not supplied by source

Deterministic evidence

PFG+0.82%
Sector proxy · XLF-0.33%
Broad market · SPY-0.60%
Same completed session window ending 2026-09-10. PFG was +1.15 points vs XLF. +1.42 points vs SPY.

Session internals Strong momentum

Rule: closed up, at or above the open, in the top third of the day's range. Judged on internals, not on the size of the move.

Vs prior close+0.82% From the open+0.63% Range position67% GapNo gap
QQQ confirmationDiverging (-1.06%) SMH confirmationDiverging (-2.44%)
Short-term conviction -1 points.
  • QQQ, SMH moved against the stock — no index confirmation.
Price bars, sourced event fields, and benchmark math only. This can adjust displayed short-term conviction; it does not change the stored scanner score or readiness.

Ask a Legend to interpret this evidence → Commentary only — never scanner evidence or a sizing recommendation.

Price $114.96 +0.8% Sep 10 close
52W High $121.18 5.1% below high
Wks Since High 0w
Base Depth 6.6%
RS Rank 57 percentile of scan
SMA 50 $112.62
Avg Vol 1,366,465
Rel Vol (Sep 10) 1.07×
More stats
52W Low $77.90
Tight Wks 1
Base B2
SMA 200 $99.36
RS Line vs High -2.2%
RS Line Slope +2.7% ▲
Group Rank #34/58
ADR% 1.9%
ATR(14) $2.59 (2.2%)
Vol Pace (live) N/A
U/D Vol 0.68
A/D Days 12A / 11D
A/D Rating B
VDU Bars 0/10 d
Power Trend 5d
Earnings in 44d
Position in 52-week range 86thpercentile of the 52-week range
$77.90low
$121.18high

PFG Chart

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Technical Analysis Report Card

$PFG · $114.96 · as of 2026-09-10 · multi-factor read
98
/ 100
Technicals 98/100
Reference read from price & volume only — the verdict at the top of the page decides the action.

Trend · Daily / Weekly / Monthly

Daily ▲ Uptrend
Weekly ▲ Uptrend
Monthly ▲ Uptrend

Moving Averages

50-day$112.62 ↑
100-day$108.13 ↑
200-day$99.36 ↑
Bullish (50 > 200)

RSI (14)

Reading55.4 · Bullish

Bullish momentum — comfortably in buyer territory.

MACD (12/26/9)

StateBullish
Histogram+0.327

Bullish — MACD above its signal line and above zero. Histogram contracting.

Bollinger Bands (20,2)

%B / Width73% · 8.2%

Mid-band — no directional band edge in play.

Volume · Buyer vs Seller

Up/Down vol0.68 · Neutral
Rel volume1.07×

Balanced — up/down volume is roughly even; no clear hand. Recent volume is expanding versus its baseline.

Support & Resistance

R · $115.98swing level
R · $121.1852-week high
Price · $114.96now
S · $111.00swing level
S · $108.65swing level
S · $106.28swing level

Fibonacci · Uptrend swing

23.6%$112.63
38.2%$107.34
50.0%$103.06
61.8%$98.79
78.6%$92.70

Retracement support zones measured from the recent swing low up to the high.

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Daily uptrendWeekly uptrendMonthly uptrendAbove 200-day MA50/200 bullish
Want this read in a legend's voice? Ask a Legend about PFG
Generic technical analysis generated mechanically from price & volume — educational research only, not financial advice or a personalized recommendation. Levels are illustrative; confirm on your own chart. New to these terms? →
Legend Verdicts 6 methodology checks

Who would consider this setup, why it qualifies, and what blocks it — calculated from the same deterministic methodology rules used across Legend AI.

Council consensus: 5 of 6 legends are Watching — building, not yet a confirmed buy.
Watch
Minervini C

Trend-template read: 8/13 pass; wait for the soft misses to improve.

Passing evidence
1.1 Price > 150-day MA AND 200-day MAPrice $114.96, MA150 $102.59, MA200 $99.36
1.2 150-day MA > 200-day MAMA150 $102.59 vs MA200 $99.36
Failing evidence
1.8 RS rank ≥ 70 (prefer ≥ 85)RS rank 65
2. Quarterly EPS growth ≥ 25%+20.8% QoQ
8/13 checks
Avoid
O'Neil D

CANSLIM read: fails C: Quarterly EPS acceleration ≥ 25%.

Passing evidence
N: Near 52-week high or RS line new high5.1% below high | RS line new high: False
S: Base tightness (ATR% ≤ 4.5%)ATR% 2.25%
Failing evidence
C: Quarterly EPS acceleration ≥ 25%+20.8% QoQ
L: RS rank ≥ 80 (IBD leadership)RS rank 65
2/8 checks
Watch
Weinstein C

Stage-analysis read: Stage 2 is present; 2 supporting checks need improvement.

Passing evidence
Stage 2 (Advancing phase) confirmedStage 2 (Advancing)
Price above 30-week MA (200-day proxy)Price $114.96 vs MA200 $99.36
Failing evidence
Volume expansion above averageVolume ratio 1.07x
Weekly price coiling (Stage 2 consolidation)Tightening weekly range confirms base
5/7 checks
Watch
Livermore B

Pivotal-point read: constructive evidence is present, but relative strength is unresolved.

Passing evidence
Price$114.96
Distance from 52-week high5.1% below high
Failing evidence
Relative strengthRS 65
Volume vs average1.07x
3/6 checks
Watch
Darvas B

Box-theory read: constructive evidence is present, but relative strength is unresolved.

Passing evidence
Price$114.96
Distance from 52-week high5.1% below high
Failing evidence
Relative strengthRS 65
Volume vs average1.07x
3/6 checks
Watch
Wyckoff B

Supply-and-demand read: constructive evidence is present, but relative strength is unresolved.

Passing evidence
Price$114.96
Distance from 52-week high5.1% below high
Failing evidence
Relative strengthRS 65
Volume vs average1.07x
3/6 checks
Base & Breakout
Breakout follow-through

No active breakout tracked — Legend AI monitors daily for pivot-point breaks. What's a breakout?

RS Line vs SPY 52-week relative strength · blue = RS line · dashed = MA50 · dot = NH ▲ Rising
124RS Line (52W)
Accumulation / Distribution last 65 sessions · green = acc on high vol · red = dist on high vol Net +1 B
A: 14 D: 13 Net: +165 sessions
Minervini · Grade Card
Fundamentals & leadership quality — Minervini’s published criteria · 2/7 met
C 2/7 criteria
Separate score from the Minervini Trend Template (7/8): the Trend Template grades the price structure, this grades the company & leadership (earnings, sales, margins, RS rank). A stock can ride a clean trend while its fundamentals lag, so the two often differ by design — they are not the same checklist.
EPS acceleration ≥25% QoQ +21%
Revenue growth ≥20% YoY +3%
Gross margin ≥30%
ROE ≥17% 13%
RS rating ≥80 (leadership) 65
Stage 2 uptrend (Weinstein) Stage 2
Within 25% of 52W high -5.1%

Method Playbook

Trade it like Minervini EXACT LEVELS · PRO
Minervini C · Watch — The deterministic methodology check is Watch; wait for the failing or incomplete criteria to improve before the trigger can qualify.
Pivot
Pro level
Published-method rule: Use the tight base's structural pivot; the setup must retain Trend Template leadership into the trigger.
Evidence: Canonical setup geometry is available with Pro.
Entry trigger
Pro level
Published-method rule: Require a decisive move through the pivot with volume confirmation, and do not initiate more than 5% above it.
Evidence: Canonical setup geometry is available with Pro.
Initial stop
Pro level
Published-method rule: Start at the tighter structural invalidation; the initial loss limit must not exceed roughly 7–8% from entry.
Evidence: Canonical setup geometry is available with Pro.
Trail
Rule-based
Published-method rule: Hold the initial stop until the trade proves itself; near +1R move to breakeven, then trail a higher low or rising 10/21-day average once well extended.
Evidence: Planned management rule; no stored stop or broker order is changed automatically.
Exit / invalidation
Pro level
Published-method rule: Exit when the structural stop or a meaningful higher-low/short-term trend violation fires; never widen the stop.
Evidence: Canonical setup geometry is available with Pro.
Deterministic educational plan, not a recommendation. No order or stop is changed automatically. Method and sources →

Pattern Analysis

Wyckoff SOS Historical replay: +20% before −8% within 40 sessions: 27% (n=71) · source bars 2025-03-17–2026-09-04 · avg +4.1% per setup (+0.52R) ⚠ Volatility widening into breakout ⚠ Climax / exhaustion bar
68 setup score
RS Score 65
Trend template 7/8
CANSLIM 77.1* (B)
range low: 90.17 range high: 111.389 range pct: 0.235 sos thrust: 0.064 sos vol ratio: 2.676 sos bars ago: 4 near lps: ✓ validation reason: valid generic setup multi tf evaluated: ✓ multi tf reason: weekly: MA stabilizing or rising — accumulation context supported
Why This Setup? D+W Confluence
Wyckoff SOS · schematic

SOS: breakout above range_high=111.39, thrust=6.4%, vol=2.7x avg, lps=near, 4 bars ago | Strong trend (7/8) | Good RS (65) | High-confidence pattern (95%) | Power Trend | Stage 2 | Recent gap-up (4d ago) | Readiness 75/100 (watch) | CANSLIM 77.1 (B) | ⚠ Volatility widening into breakout; Climax / exhaustion bar

The Universal Edge Check · context only

What the setup still has going for it, recorded for later. The verdict above stands — these principles do not overrule it.

2/7 universals met
  • A relative-strength leader — not met RS rank 57 — laggard
  • Risk is defined — not met No stop — undefined risk
  • Asymmetric reward — partly met No target set
  • Not chasing (in range) — partly met Pivot distance unknown
  • Volume confirms — partly met 1.1× average — light
  • Clear of earnings — met in 44 days
  • In a confirmed uptrend — met Stage 2 · Trend template 7/8
Why these seven? → The Universal Edge

Minervini Trend Template

7/8

Grades the price structure — moving-average stacking, distance from the 52-week high/low, and relative strength above the ≥70 uptrend bar. This is the technical trend check; the company's fundamentals and ≥80 RS leadership are scored separately in the Grade Card.

Price above SMA 150 & 200 $114.96 vs SMA150 $102.59 / SMA200 $99.36
SMA 150 above SMA 200 SMA150 $102.59 vs SMA200 $99.36
SMA 200 trending up Slope +3.02 over 20 days
SMA 50 above SMA 150 & 200 SMA50 $112.62
Price above SMA 50 $114.96 vs SMA50 $112.62
30%+ above 52-week low +47.6% from $77.90
Within 25% of 52-week high -5.1% from $121.18
RS score above 70 RS 65

Fundamentals

52W Range
86%
Mkt Cap SEC
25.0B
EPS QoQ
+21%
Rev YoY
+3%
ROE
13%
D/E
0.34
EPS TTM
$7.05
P/E TTM
16.3x

Company

Company profile
Principal Financial Group Inc
PFG · NASDAQ · Finance · Investment Managers
O'Neil · Grade Card
CANSLIM — current EPS, annual EPS, new highs, supply, leader RS, inst. sponsorship, market
B 77.1* CANSLIM * disqualified on C, M
C · Curr. EPS
86
A · Annual EPS
66
N · New Highs
100
S · Supply/Demand
100
L · Leader RS
65
I · Inst. Spons.
100
M · Market
30

Weekly Context

Multi-timeframe signals from weekly bars
W. Trend
8/8
W. RS
79
W. Support
$84.95
W. Resist
$121.18
W. Patterns
Base Breakout
Weekly Structure

Scan History

20× streak
Sep 10: 67 (Wyckoff SOS)Sep 10: 68 (Wyckoff SOS)Sep 11: 55 (Wyckoff SOS)Sep 11: 68 (Wyckoff SOS)Sep 11: 68 (Wyckoff SOS)Sep 11: 70 (Wyckoff SOS)70
Sep 11
Wyckoff SOS ✓ Gate
70
Sep 11
Wyckoff SOS ✓ Gate
68
Sep 11
Wyckoff SOS ✓ Gate
68
Sep 11
Wyckoff SOS ✓ Gate
55
Sep 10
Wyckoff SOS ✓ Gate
68 0.0%
Sep 10
Wyckoff SOS ✓ Gate
67 0.0%

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